Slice a loaf of bread and every slice shows a cross section. Stack the slices back up in your mind and you have the loaf again. That is exactly how to see a surface from its equation. Fix one coordinate, look at the curve that is left, then let the slice move. A handful of shapes, the quadric surfaces, cover every second degree equation you will meet in this course, and they come back later as graphs, level surfaces and boundaries of solids.
Key terms
Traces
Definition The trace of a surface in a plane is the intersection of with that plane. For a surface given by an equation in , and , the trace in the horizontal plane is found by substituting , which leaves an equation in and describing a curve in that plane. Traces in the planes and are found the same way. A trace can be a curve, a point, a pair of lines, or empty.
In plain words A trace is the cut you see when a flat sheet slices through the surface. Watching how the cuts change as moves tells you the shape.
Example For , the table lists a few traces.
| Plane | Trace equation | Trace |
|---|---|---|
| circle of radius at height | ||
| the single point | ||
| empty | ||
| parabola in the plane |
The horizontal circles grow as grows, and the vertical traces are parabolas, so the surface is a bowl.
Cylinders
Definition Let be a curve in a plane and let be a line not parallel to that plane. The cylinder through with rulings parallel to is the union of all lines parallel to that pass through a point of . In particular, if an equation in , and does not contain , it describes a cylinder with rulings parallel to the axis. A point lies on it exactly when satisfies the equation, whatever is. The same holds with the roles of the variables exchanged.
In plain words A missing variable is free. Draw the curve in the plane of the other two variables and slide it along the missing axis.
Example In space, is not a circle. It is the circular cylinder of radius around the axis, since every horizontal trace is the same unit circle. The equation is a parabolic cylinder with rulings parallel to the axis, and is a circular cylinder of radius around the axis.
Ellipsoids
Definition For constants , the surface
is an ellipsoid centered at the origin. It meets the axes at , and . Its trace in is an ellipse for , a single point for , and empty for , and the same pattern holds in the other directions. When it is a sphere of radius .
In plain words An ellipsoid is a squashed or stretched ball. All three squares have plus signs, so the surface is bounded.
Example Take . At height the trace satisfies , which rearranges to
an ellipse with semi-axes and . At the trace shrinks to the point , and above that there is nothing.
Elliptic and hyperbolic paraboloids
Definition For constants and , the elliptic paraboloid and the hyperbolic paraboloid with vertex at the origin are
The elliptic one has horizontal traces that are ellipses on the side where , the vertex alone at , nothing on the other side, and parabolas as vertical traces. It opens upward when and downward when . The hyperbolic one has hyperbolas as traces in for , the pair of lines for , and parabolas opening in opposite directions in the planes and . Its shape near the origin is a saddle.
In plain words One variable appears to the first power and two are squared. Same signs on the squares give a bowl, opposite signs give a saddle.
Example For , the trace is , opening upward, and the trace is , opening downward. So the origin is a low point along the direction and a high point along the direction. The trace is the hyperbola , the trace is , and gives the crossing lines and .
Cones
Definition For constants , the elliptic cone with vertex at the origin and axis along the axis is
Its traces in are ellipses for and the single point at the origin for . Its traces in and are pairs of lines through the origin. If a point lies on the cone, so does for every real , so the cone is a union of lines through its vertex.
In plain words Two ice cream cones joined at their tips. With every term on one side the constant is zero, and that zero is why the surface pinches to a single vertex.
Example For , the trace is the circle of radius , and the trace is , the lines and . The radius at height is , so the sides rise at .
Hyperboloids of one and two sheets
Definition For constants , the hyperboloid of one sheet and the hyperboloid of two sheets with axis along the axis are
With the right side equal to , one minus sign on the left gives one sheet and two minus signs give two sheets, and the axis belongs to the variable whose sign differs from the other two. On the one-sheet surface every trace is an ellipse, never empty, so the surface is one connected piece. On the two-sheet surface the trace satisfies , which is empty for , so the surface splits into two pieces.
In plain words One sheet looks like a cooling tower with a narrow waist. Two sheets look like two bowls facing away from each other with a gap between them.
Example Compare , the cone and . Each horizontal trace is a circle centered on the axis, a single point or empty. The table gives the radius at height .
| Height | One sheet | Cone | Two sheets |
|---|---|---|---|
| point | empty | ||
| point | |||
The cone sits between the two hyperboloids at every height.
Translations
Definition Replacing , and in an equation by , and moves the surface by the vector without changing its shape. A center, vertex or axis moves the same way. To recognize a shifted surface, complete the square in each variable that appears both squared and to the first power.
In plain words Linear terms next to squared terms mean the surface has been moved. Completing the square tells you where to.
Example Start from . Completing the squares,
The constants add up to , so the equation becomes
This is an elliptic cone with vertex and axis the vertical line , .
Identifying surfaces
Definition A quadric surface is the set of points satisfying a second degree equation in , and . This lesson treats equations with no cross terms such as , or . Cross terms can be removed by rotating the axes, which is not needed here. An equation without cross terms can be identified as follows.
- If a variable is missing, the surface is a cylinder over the curve in the other two variables.
- Complete the square in every variable that appears both squared and to the first power.
- If all three variables are squared, move the constant to the right side, and if it is not zero, divide by it so the right side is . With right side , no minus signs on the left give an ellipsoid, one minus sign a hyperboloid of one sheet, two minus signs a hyperboloid of two sheets, and three minus signs the empty set. With right side , mixed signs give a cone and equal signs give only the center point.
- If two variables are squared and the third appears only to the first power, the surface is an elliptic paraboloid when the squares have equal signs and a hyperbolic paraboloid when they have opposite signs.
- If only one variable is squared and another appears to the first power, the surface is a parabolic cylinder, as in or .
Degenerate cases also occur. The equation has no points, is a single point, is the axis, is the pair of planes and , and is the pair of parallel planes and .
In plain words Count the squares, check their signs, and look at the constant on the right. A quick trace then confirms the answer.
Example Take . Moving to the right and dividing by gives
There are two minus signs, so this is a hyperboloid of two sheets, and the odd sign out belongs to , so its axis is the axis. To confirm, the trace is , which is empty when , leaving a gap between the two sheets.
Check yourself
- Identify and give its center and axis.
Show the answer
Completing the square gives , so
There is one minus sign, so it is a hyperboloid of one sheet. The center is and the axis is the line , , parallel to the axis.
- Identify and describe its trace in the plane .
Show the answer
Dividing by gives , an elliptic paraboloid with vertex at the origin opening upward. The trace is the ellipse with semi-axes and .
- What sets in space do and describe?
Show the answer
The first forces and with free, so it is the axis, a degenerate cylinder. The second has no solutions, because the left side is never negative, so it is the empty set.